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Highland Funds

Fund Family Name	Fund Name	CUSIP	Symbol		Morningstar Prospectus Objective	Min Initial Purchase	Min Subsequent Purchase	Min IRA Purchase	Expense Ratio	12b-1	Sales Charge	Available to New Shareholders	Available to Existing Shareholders	Exchange In Eligible	Foreign Purchase Eligible
Highland Funds	HIGHLAND CAP FLOAT RATE ADVANTAGE CL A	430097105	XSFRX	Mutual Fund	Corporate Bond - General	$ 2500	$ 50	$ 25	1.56	0.35	3.50	Yes	Yes	0	I
Highland Funds	HIGHLAND CAP FLOAT RATE ADVANTAGE CL C	430097303	XLACX	Mutual Fund	Corporate Bond - General	$ 2500	$ 50	$ 25	2.06	0.85	1.00	No	Yes	0	I
Highland Funds	HIGHLAND CAP FLOAT RATE ADVANTAGE CL Z	430097402	XLAZX	Mutual Fund	Corporate Bond - General	$ -	$ -	$ -	1.21	0	None	No	No	0	N
Highland Funds	HIGHLAND CAPITAL FLOATING RATE CL A	430098103	XLFAX	Mutual Fund	Corporate Bond - General	$ 2500	$ 50	$ 25	1.41	0.35	3.50	Yes	Yes	0	Y
Highland Funds	HIGHLAND CAPITAL FLOATING RATE CL C	430098301	XLFCX	Mutual Fund	Corporate Bond - General	$ 2500	$ 50	$ 25	1.91	0.85	1.00	No	Yes	0	Y
Highland Funds	HIGHLAND CAPITAL FLOATING RATE CL Z	430098400	XLFZX	Mutual Fund	Corporate Bond - General	$ -	$ -	$ -	1.06	0	None	No	No	0	O
Highland Funds	HIGHLAND LONG/SHORT EQUITY CLASS A	430070201	HEOAX	Mutual Fund	Income	$ 5000	$ 1000	$ 25	2.48	0.35	5.50	Yes	Yes	60	Y
Highland Funds	HIGHLAND LONG/SHORT EQUITY CLASS C	430070300	HEOCX	Mutual Fund	Income	$ 5000	$ 1000	$ 25	3.13	1	1.00	No	Yes	60	Y

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